JOINT FILING AGREEMENT
Published on December 13, 2024
Annex A
The Gladstone Companies, Inc.
The name and principal occupation of each of the directors and executive officers of The Gladstone Companies, Inc. are listed below.
| Name |
Principal Occupation |
|
| David Gladstone | Founder, Chief Executive Officer and Chairman of the Board of the Issuer, GLAD, GAIN, Gladstone Commercial Corporation (GOOD) and Gladstone Land Corporation (LAND). Founder, Chief Executive Officer and Chairman of the Board of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
| Michael LiCalsi | General Counsel and Secretary for the Issuer, GLAD, GAIN, GOOD, LAND and GMC; President of Gladstone Administration, LLC; Managing Principal and Chief Legal Officer of Gladstone Securities LLC. | |
| Michael Malesardi | Chief Financial Officer and Treasurer of the Issuer and GMC. | |
| Laura Gladstone | Member of the Board of Directors and Managing Director of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
The Gladstone Companies, Ltd.
The name and principal occupation of each of the directors and executive officers of The Gladstone Companies, Ltd. are listed below.
| Name |
Principal Occupation |
|
| David Gladstone | Founder, Chief Executive Officer and Chairman of the Board of the Issuer, GLAD, GAIN, GOOD and LAND. Founder, Chief Executive Officer and Chairman of the Board of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
| Michael LiCalsi | General Counsel and Secretary for the Issuer, GLAD, GAIN, GOOD, LAND and GMC; President of Gladstone Administration, LLC; Managing Principal and Chief Legal Officer of Gladstone Securities LLC. | |
| Michael Malesardi | Chief Financial Officer and Treasurer of the Issuer and GMC. | |
| Laura Gladstone | Member of the Board of Directors and Managing Director of GMC. Member of the Board of Managers of Gladstone Administration, LLC | |
| Lorna Gladstone | Retired | |
| Kent Gladstone | Retired | |
Gladstone Management Corporation
The name and principal occupation of each of the directors, executive officers and investment committee members of GMC are listed below.
| Name |
Principal Occupation |
|
| David Gladstone | Founder, Chief Executive Officer and Chairman of the Board of the Issuer, GLAD, GAIN, GOOD and LAND. Founder, Chief Executive Officer and Chairman of the Board of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
| Michael LiCalsi | General Counsel and Secretary for the Issuer, GLAD, GAIN, GOOD, LAND and GMC; President of Gladstone Administration, LLC; Managing Principal and Chief Legal Officer of Gladstone Securities LLC. | |
| Michael Malesardi | Chief Financial Officer and Treasurer of the Issuer and GMC. | |
| Laura Gladstone | Member of the Board of Directors and Managing Director of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
| John Sateri | President of GALT | |
| David Dullum | President of GAIN | |
| Robert Marcotte | President of GLAD | |
Gladstone Capital Corporation
The name and principal occupation of each of the directors and executive officers of Gladstone Capital Corporation are listed below.
| Name |
Principal Occupation |
|
| David Gladstone | Founder, Chief Executive Officer and Chairman of the Board of the Issuer, GLAD, GAIN, GOOD and LAND. Founder, Chief Executive Officer and Chairman of the Board of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
| Paula Novara | Head of Human Resources, Facilities & Office Management and IT at the Issuer, GLAD, GAIN, GOOD and LAND. | |
| Paul W. Adelgren | Retired.1 | |
| Michela A. English | Director on multiple non-profit boards. | |
| Katharine C. Gorka | President of Threat Knowledge Group and the chair of the Fairfax County Republican Party. | |
| John H. Outland | Private investor | |
| Anthony W. Parker | Founder and former Chairman of the Board of Parker Tide Corp. | |
| Walter H. Wilkinson Jr. | Retired | |
| Michael LiCalsi | General Counsel and Secretary for the Issuer, GLAD, GAIN, GOOD, LAND and GMC; President of Gladstone Administration, LLC; Managing Principal and Chief Legal Officer of Gladstone Securities LLC. | |
| Robert L. Marcotte | President of GLAD | |
| Nicole Schaltenbrand | Chief Financial Officer and Treasurer of GLAD | |
| 1 | Mr. Adelgren has resigned from the Board of Directors effective as of December 15, 2024. |
Gladstone Investment Corporation
The name and principal occupation of each of the directors and executive officers of Gladstone Investment Corporation are listed below.
| Name |
Principal Occupation |
|
| David Gladstone | Founder, Chief Executive Officer and Chairman of the Board of the Issuer, GLAD, GAIN, GOOD and LAND. Founder, Chief Executive Officer and Chairman of the Board of GMC. Member of the Board of Managers of Gladstone Administration, LLC. | |
| Paula Novara | Head of Human Resources, Facilities & Office Management and IT at the Issuer, GLAD, GAIN, GOOD and LAND. | |
| Paul W. Adelgren | Retired.2 | |
| Michela A. English | Director on multiple non-profit boards. | |
| Katharine C. Gorka | President of Threat Knowledge Group and the chair of the Fairfax County Republican Party. | |
| John H. Outland | Private investor | |
| Anthony W. Parker | Founder and former Chairman of the Board of Parker Tide Corp. | |
| Walter H. Wilkinson Jr. | Retired | |
| Michael LiCalsi | General Counsel and Secretary for the Issuer, GLAD, GAIN, GOOD, LAND and GMC; President of Gladstone Administration, LLC; Managing Principal and Chief Legal Officer of Gladstone Securities LLC. | |
| David Dullum | President of GAIN | |
| Taylor Ritchie | Chief Financial Officer and Treasurer of GAIN | |
| 2 | Mr. Adelgren has resigned from the Board of Directors effective as of December 15, 2024. |
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13D, and any and all further amendments thereto, with respect to the securities of Gladstone Alternative Income Fund, and that this Agreement be included as an Exhibit to such filing. This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of December 12, 2024.
| The Gladstone Companies, Inc. |
||
| By: | /s/ David Gladstone |
|
| Name: David Gladstone | ||
| Title: Chief Executive Officer | ||
| The Gladstone Companies, Ltd. |
||
| By: | /s/ David Gladstone |
|
| Name: David Gladstone | ||
| Title: Chief Executive Officer | ||
| Gladstone Capital Corporation |
||
| By: | /s/ David Gladstone |
|
| Name: David Gladstone | ||
| Title: Chief Executive Officer | ||
| Gladstone Investment Corporation |
||
| By: | /s/ David Gladstone |
|
| Name: David Gladstone | ||
| Title: Chief Executive Officer | ||
| Gladstone Management Corporation |
||
| By: | /s/ David Gladstone |
|
| Name: David Gladstone | ||
| Title: Chief Executive Officer | ||
| /s/ David Gladstone |
| Name: David Gladstone |